- Senior Compliance Executive/Compliance Monitoring Henley-on-Thames
- ENGINEERINGUK in Henley-on-Thames, , United Kingdom
- jobs
- 1 month ago
jobs description
Senior Compliance Executive (Compliance Monitoring)
Employer: Invesco EMEA
Location: Henley-on-Thames, Oxfordshire, United Kingdom
Salary: Competitive
Closing date: 15 Dec 2024
Sector: Audit
Role: Senior Executive
Contract Type: Permanent
Hours: Full Time
As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.
If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential e a difference every day!
Job Description
We have an outstanding benefits package which includes:
• Company-provided healthcare
• A competitive annual leave allowance
• Flexible working options, including hybrid working arrangements
• Generous pension provisions
• Income protection
• Health and wellness benefits
• Volunteering days
• Enhanced parental leave
• Life insurance
What we are looking for:
We are looking for our next Senior Compliance Executive with focus on Compliance Monitoring based in our EMEA headquarter in Henley-on-Thames!
You'll be part of the EMEA Compliance team at Invesco, who is responsible for completing risk-based reviews which provide senior management with assurance that the firm is carrying out its activities in line with relevant law and regulations.
In your role you'll lead and/or assist on thematic and continuous monitoring reviews in Henley-on-Thames, London, overseas group offices and at third parties, as the need arises, in order that appropriate assurance is provided to senior management as to the compliance of the firm with its policies, procedures and regulatory requirements.
You'll be responsible for:
• Planning, fieldwork, collaborator meetings, report production and action tracking for thematic compliance monitoring reviews
• Continuous monitoring and trade surveillance
• Represent EMEA Compliance Monitoring in project work streams and change management projects if necessary
• Support production of ad-hoc and periodic management information reporting to CCOs and senior leaders on the status of the compliance monitoring programme
• Liaise with Compliance Advisory teams on emerging themes and review findings in order for those to be incorporated into compliance advice to the business
• Build and manage relationships with key business partners throughout the compliance monitoring process
• Drive excellence, proactive engagement and challenge, and reassess work output with a view to building continuous improvement
You'll need to have:
• Previous proven asset management compliance monitoring experience, either within a compliance monitoring, audit, consulting or a regulatory role
• Broad regulatory knowledge and experience, and a sufficiently high level of expertise to be able to lead EMEA-wide compliance monitoring work
• Strong interpersonal skills, including written and verbal communication and influencing skills
• Solid understanding of EMEA regulatory requirements (e.g. FCA, CBI, CSSF, BaFIN, AMF)
• A self-starter with the ability to drive forward the work plan under little supervision
Disability Confident Scheme
Applicants who opt in to the Disability Confident Scheme and meet the 'minimum criteria' for the role will be offered an interview. We are committed to providing an inclusive recruitment process for all candidates who make an application.
Full Time / Part Time: Full time
Worker Type: Employee
Job Exempt (Yes / No): Yes
Workplace Model: At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value.
If this sounds like you, we'd love to hear from you! We want all of our candidates to shine during the application and selection process, so if you need any adjustments to be made, please send an e-mail to emea-
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Henley-on-Thames United Kingdom