• Chinese Investment Bank - Head of AML - Hong Kong
  • Michael Page in Hong Kong, , Hong Kong
  • jobs
  • 1 month ago

jobs description

About Our Client

Our client is one of the largest Chinese based investment banks in Hong Kong. They have over 600 staff with businesses in investment bank, securities, private wealth management and investment management.

Job Description

The key responsibilities of the Head of AML are:
- Oversee daily operations of AML Compliance to ensure operations are conducted effectively and in accordance to regulations. AML Compliance operations include customer name screening, transactions monitoring and screening and approval functions; AML/ CFT and sanctions advisory and client risk assessment.

- review and provide recommendations to management and business units for AML/CFT and sanctions compliance

- liaise and communicate with Head Office on AML/ CFT and sanction matters

- conduct training on AML/CFT and sanctions compliance

- develop a strong and healthy working relationship with internal and external auditors and regulators on AML/ CFT and sanctions matters

The Successful... Applicant

The successful candidate will possess the following qualifications:

- university degree or more in related fields from a reputable university (finance, law, economics or other related majors)

- 12 to 15 years of work experience in Compliance, Legal, Audit or Risk Management in securities brokerage or investment banking industry

- Have a strong understanding towards Hong Kong securities industry regulatory requirements and market practices

- Posses direct experience in team management as well as working closely with regulators

- Strong project management and interpersonal skills along with coordination and communication skills

- Proficiency in Putonghua and English (verbal and written)

What's on Offer

The successful candidate will enjoy:

- a highly competitive remuneration package

- to join a well established, world renowned financial institution

- leadership role in a well established winning culture
Hong Kong


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