• Investment Bank - FICC Compliance Manager Hong Kong
  • Michael Page in Hong Kong, , Hong Kong
  • jobs
  • 5 days ago

jobs description

About Our Client

Our client is one of the largest Chinese owned investment bank with over 800 employees in Hong Kong. They provide a wide range of financial products and services including investment, securities, private wealth management and investment management.

Job Description

The key responsibilities are:

- provide advice on regulatory interpretation on compliance matters

- review compliance procedures to be updated for FICC business

- draft new company procedures in accordance to regulatory changes

- conduct internal reviews and self assessment

- support FICC business in day to day activities

- prepare and file regulatory reports

The Successful Applicant

The successful candidate will:

- have a degree in Law, Accounting or related discipline

- min. 5 years of experience from a renowned financial institution or regulatory bodies in FCC Advisory Compliance

- ability to identify risks and work well under pressure

- strong interpersonal and communication skills

... fluent in English; good mandarin is an asset

What's on Offer

Our clients offer:

- a great opportunity to join an established winning culture

- greater exposure to FICC compliance

- generous compensation including bonus packages ranging from 6 to 9 months and health/dental benefits
Hong Kong


Apply - Investment Bank - FICC Compliance Manager Hong Kong