• Senior Specialist/ Regulatory Affairs / Compliance Cape Town
  • Network Recruitment in Cape Town, , South Africa
  • jobs
  • 1 month ago

jobs description

Join a dynamic team at a leading Financial Services organisation as we seek a Regulatory Affairs Specialist to contribute to their regulatory compliance efforts. This role will play a pivotal part in forming and expressing a central group view about regulatory changes across our organisation.

Key Responsibilities:
• Act as a central point of contact with Financial Services sector regulators, ensuring the timely collation and submission of information.
• Support the Senior Manager in identifying, escalating, and managing regulatory risks.
• Maintain an understanding of the legislation affecting the Group, to provide support and solutions.
• Foster working relationships with internal stakeholders to facilitate effective communication and collaboration.
• Assist with engagements with Financial Services sector regulators and prepare formal communications plans.
• Provide input into established forums to communicate and share information on regulations impacting... the Group.
• Collate data, analyse trends, and provide recommendations to mitigate market conduct risks.
• Coordinate statutory engagements with regulators, including routing requests, submitting applications, and assisting with on-site visits and investigations.
• Monitor and analyse regulatory developments and advise on their impact on business activities.
• Coordinate the review and input to relevant legislation and regulations.
• Maintain industry networks and represent the Group in affiliations to increase industry expertise.
• Assist with the annual review process of the regulatory universe across different business units.
• Manage and retain records of changes and current state within regulatory affairs and compliance.
• Assist with ad hoc overall Group compliance responsibilities as required.
• Manage the administration function within regulatory affairs and compliance areas.

Required Qualifications and Experience:
• Admitted Attorney
• Post Graduate Diploma in Compliance
• 7 years of relevant experience in Financial Services (Insurance)
• Twin Peaks model of Financial Sector regulations
• FAIS license and legal entity reporting

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Cape Town South Africa


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