• Investment Bank​/IB Compliance Specialist Rome
  • UBS in Rome, Metropolitan City of Rome Capital, Italy
  • jobs
  • 1 month ago

jobs description

Position: Investment Bank (IB) Compliance Specialist
Job Reference #290409

BRCity Milano Job Type Full Time

Your role

Are you intellectually curious and proactive? Do you know how to maintain independence and objectivity and constructively challenge complex issues? Do you perform well under pressure and in complex international environments?

We are looking for a Compliance Specialist to join our IB Compliance team, based in Milan, who has and wants to further develop these attitudes.

Your team

You’ll be part of the UBS ESE Italy Branch IB Compliance team, reporting to the Head of UBS ESE IB Compliance.

You’ll be working closely with Compliance colleagues across the UBS ESE IB Branches and UBS ESE Hub, as well as with the UBS Compliance team based all over Europe.

Your expertise

Main responsibilities
- Advice IB Business (Global Markets, Global Banking, GFIW) on risk and compliance matters
- Perform second level of defence controls under the existing UBS IB monitoring... program
- Run Regulatory analyses and deliver accordingly
- Deliver Compliance Trainings to IB local staff
- Support UBS ESE Italy IB Compliance in day by day activities, also with reference to the preparation of governance committees and forums, as well as periodic reports to Regulators Education, experience and personal

To be successful in this role it would be ideal if you have:

- a degree in law, or economics, banking and finance, preferably with legal qualifications;

- 3-6 years previous experience in a similar role in banking and finance sector;

- good knowledge of financial European and Italian Regulation framework;

- fluency in English, a prerequisite for the role;

- excellent communication and organizational skills and high attention to details and accuracy;

- ability to objectively argue with and advising business and senior executives, providing them with critical compliance advice;

- ability to work independently while always maintaining a team-oriented approach;

- high integrity and strong accountability.

If you have worked in an international environment we see this as a key skill.

Sounds interesting? Then you are welcome to submit your application as soon as possible!

About us UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..We have a presence in all major financial centers in more than 50 countries.

Join usAt UBS, we embrace flexible ways of working when the role permits.

We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #team

UBS and make an impact?

Contact Details

UBS Business Solutions SAUBS Recruiting Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Country / State:
Italy Function Category:
Compliance Business Divisions:
Group Functions
Rome Metropolitan City of Rome Capital Italy


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